Rothstein Kass Appoints Three New Principals
ROSELAND, N.J., Aug. 2, 2011 /PRNewswire/ -- Leading professional services firm, Rothstein Kass (www.rkco.com), today announced that Arthur Brown, Kashif Hussain and Daniel O'Connor have been named Principals in recognition of their ongoing contributions to the company's success. Mr. Brown, an accounting and audit professional in the Rothstein Kass Financial Services Group; and Mr. Hussain, an accounting and audit expert in the Rothstein Kass Commercial Services Group; are based in the firm's Beverly Hills office. Mr. O'Connor, also an accounting and audit professional in the Financial Services Group, is based in the Rothstein Kass Denver office. Rothstein Kass simultaneously announced that Henry Jia of the Rothstein Kass Financial Services Group; and Robert Levin, a member of the Rothstein Kass Family Office Group; have been named Senior Directors with the firm.
"Rothstein Kass has grown to become recognized as a premier financial services brand in large part because of our commitment to being the best at what we do and also, an ideal place to build a career. We take great pride in our collaborative culture that balances exciting professional opportunities with formal work / life initiatives, allowing our firm to attract, retain and develop the top-flight professional that provide the foundation for exceptional service. Already this year, we have been recognized as the top accounting firm to the alternative investment space, and separately, as a great place to work by independent ratings organizations," said Steve Kass, Co-CEO and Co-Managing Principal at Rothstein Kass. "These successes would not be possible without the tireless efforts of our dedicated, passionate and knowledgeable professionals. Throughout their careers with our firm, Art, Kash and Dan have consistently demonstrated these characteristics, and are trusted and valued resources to both clients and staff."
NEW PRINCIPAL BIOGRAPHIES:
Beverly Hills, California
Arthur Brown, CPA , provides audit and accounting advisory services to alternative investment industry and other financial services sector clients. He has over 17 years of accounting industry experience, serving public and private companies including investment advisors, hedge funds and private equity firms in all phases of development.
Mr. Brown is a certified public accountant in California, New York and Connecticut and is a member of the American Institute of Certified Public Accountants (AICPA), the New York State Society of Certified Public Accountants (NYSSCPA) and the California State Society of Certified Public Accountants (CalCPA). He is also a member of the Association of Certified Fraud Examiners (ACFE). Mr.
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Mr. Brown, an accounting and audit professional in the Rothstein Kass Financial Services Group; and Mr. Hussain, an accounting and audit expert in the Rothstein Kass Commercial Services Group; are based in the firm's Beverly Hills office.
The conduct described in the order had no impact on our audit conclusions or on the client's financial statements.” O'Toole's three-year bar was the longest the PCAOB has imposed on a so-called Big 4 accounting firm, the Washington- based regulator
BINGHAMTON -- The City of Binghamton's accounting system lacks adequate controls to provide an accurate picture of city finances, an audit by the state comptroller's office found. The 33-page report, released Monday, said the municipality has,
Covered entities and business associates frequently fulfill this requirement through audit logs, although this is not explicitly required by the Security Rule. EHRs certified for participation in the meaningful use incentive program are also required
The decision to change auditors was not the result of any disagreement between the Company and MNP on any matter of accounting principals or practices, financial statement disclosure, or auditing scope or procedure. The Company confirms that there have
Internal Audit for Insurance Companies » Best Topic to List :)
Insurance industry is business on risk, the life insurance company also facing the huge risk in conduct process any time because of undertaking the responsibility of long-term funds benefit, the operation of a huge sum of funds. For such a company that takes risk as the conduct object, guarding and controlling ability of the risk is the main factor foe company to obtain the public trust, take long-term and steady business. Therefore, the life insurance company even should value the usefulness and perfecting of the internal control system, having the necessity to depend on the forerunner and scientific the internal audit system against the risk. This paper puts forward some advice on problems of the current internal audit system of the life insurance company on foundation of analyzing the aim and the function of the internal audit system of the life insurance company.
Keywords: life insurance companies；internal audit；internal control system
(A) accounting systems
As financial institutions, life insurance companies track business operation is a lot of currency transactions and mass movement of funds. Save numerous accounting system of the trading path became the focus of internal audit and the primary audit object. Before the audit, you must first determine what kind of company accounting system to provide signs, such as coding, cross indexing or connection account balance with written information for the original transaction data. Life insurance company currently trading track may be applied more generally in policy-based, with a policy number to string all transactions associated with them. Work of the Tribunal officers if found in the accounting system to provide track does not meet the audit requirements, accounting and other related departments should be assisted to improve it. With the rise of customer financial management, according to the policy trajectory has failed to complete and clear distinction between transactions reflect customers contact the company’s financial, trading based on specific customer accounting system of the future direction of trajectory is a life insurance company.
(B) business practice for
Day-to-day operations of the business practice for life insurance company is a custom system and provisions, is a company operating guidance document, bringing together the company’s many years of experience and lessons learned. Reasonable business rules must be based on compliance with regulatory requirements and market requirements of the business. Life insurance company because the business is a long-term business, often the validity of an insurance contract for dozens of years. Thus typically occurs within the company at the same time there are multiple different versions of business processes in the job, depending on the operation object to determine which process to use. Internal audit personnel must be aware of this. In General, the same applies business rules for insurance contracts should be stable and consistent, but also cannot be generalized. When it finds a business when there are systematic or widespread problems, it should review procedures should be improved.
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